TY - JOUR
T1 - A Wavelet-Based Statistical Approach for Monitoring and Diagnosis of Compound Faults with Application to Rolling Bearings
AU - Fan, Wei
AU - Zhou, Qiang
AU - Li, Jian
AU - Zhu, Zhongkui
N1 - Funding Information:
This work was supported in part by Hong Kong Research Grants Council under Grant GRF #11216014, in part by the National Natural Science Foundation of China under Grant 71402133, Grant 71602155, Grant 71572138, and Grant 11501209, and in part by the Open Fund of State Key Laboratory for Manufacturing Systems Engineering, Xi'an Jiaotong University under Grant sklms2016010.
Funding Information:
Manuscript received May 10, 2017; accepted June 16, 2017. Date of publication July 20, 2017; date of current version October 4, 2018. This paper was recommended for publication by Associate Editor G. Q. Huang and Editor L. Shi upon evaluation of the reviewers’ comments. This work was supported in part by Hong Kong Research Grants Council under Grant GRF #11216014, in part by the National Natural Science Foundation of China under Grant 71402133, Grant 71602155, Grant 71572138, and Grant 11501209, and in part by the Open Fund of State Key Laboratory for Manufacturing Systems Engineering, Xi’an Jiaotong University under Grant sklms2016010. (Corresponding author: Qiang Zhou.) W. Fan is with the Department of Systems Engineering and Engineering Management, City University of Hong Kong, Kowloon Tong, Hong Kong (email: [email protected]).
Publisher Copyright:
© 2004-2012 IEEE.
PY - 2018/10
Y1 - 2018/10
N2 - This paper proposes a wavelet-based statistical signal detection approach for monitoring and diagnosis of bearing compound faults at an early stage. The bearing vibration signal is decomposed by an orthonormal discrete wavelet transform to obtain its energy dispersions at multiple levels. We investigate the statistical properties of the decomposed signal energy under both the normal and faulty conditions, based on which a generalized likelihood ratio test is developed. An exponentially weighted moving average control chart is then constructed to detect faults at an early stage. Simulation studies and a real case study are conducted to demonstrate the effectiveness of the proposed method. Furthermore, the comparison studies show that the proposed method outperforms the empirical mode decomposition method and Hilbert envelope spectrum analysis method. Note to Practitioners - This paper is motivated by the problem of monitoring and diagnosis of compound faults in rolling bearings at the early stage, which are seldom considered in existing methods. In this paper, we propose a new approach by using statistical signal detection method and wavelet transform to handle the fault signals. This work aims at monitoring vibration signals and diagnosing fault types. Our simulation results show the proposed approach outperforms existing methods, especially at an early stage. Our future work will aim at improving the method's sensitivity in distinguishing faults similar to each other.
AB - This paper proposes a wavelet-based statistical signal detection approach for monitoring and diagnosis of bearing compound faults at an early stage. The bearing vibration signal is decomposed by an orthonormal discrete wavelet transform to obtain its energy dispersions at multiple levels. We investigate the statistical properties of the decomposed signal energy under both the normal and faulty conditions, based on which a generalized likelihood ratio test is developed. An exponentially weighted moving average control chart is then constructed to detect faults at an early stage. Simulation studies and a real case study are conducted to demonstrate the effectiveness of the proposed method. Furthermore, the comparison studies show that the proposed method outperforms the empirical mode decomposition method and Hilbert envelope spectrum analysis method. Note to Practitioners - This paper is motivated by the problem of monitoring and diagnosis of compound faults in rolling bearings at the early stage, which are seldom considered in existing methods. In this paper, we propose a new approach by using statistical signal detection method and wavelet transform to handle the fault signals. This work aims at monitoring vibration signals and diagnosing fault types. Our simulation results show the proposed approach outperforms existing methods, especially at an early stage. Our future work will aim at improving the method's sensitivity in distinguishing faults similar to each other.
KW - Compound faults monitoring and diagnosis
KW - discrete wavelet transform (DWT)
KW - generalized likelihood ratio test (GLRT)
KW - rolling bearing
KW - statistical signal detection
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U2 - 10.1109/TASE.2017.2720177
DO - 10.1109/TASE.2017.2720177
M3 - Article
AN - SCOPUS:85028919713
SN - 1545-5955
VL - 15
SP - 1563
EP - 1572
JO - IEEE Transactions on Automation Science and Engineering
JF - IEEE Transactions on Automation Science and Engineering
IS - 4
M1 - 7987026
ER -